Senior Risk Manager, Alternative Investments
Company: Fidelity Investments
Location: Merrimack
Posted on: February 4, 2025
Job Description:
Job Description:The Risk Assessment and Testing Center of
Excellence (CoE) is seeking a passionate and hardworking
professional to join the team! You will help drive efficiencies in
the testing of controls supporting multiple compliance programs by
minimizing redundancy and identifying innovative use cases for
leveraging testing. You will personify the Fidelity Leadership
Principle "Thinks and Works across Fidelity" by collaborating with
multiple Business Units, Risk, and Compliance groups.The Senior
Risk Manager RoleWe have set standards for performing risk
assessments & controls testing and assessing the adequacy and
effectiveness of controls, compliance, and governance processes.
This position within the CoE team is accountable for maintaining
relationships with senior business leaders, leading all aspects of
the timely execution of high-quality risk assessments, testing
controls, identifying, and mitigating key risks, reporting key
performance indicators, and driving innovation. - The Senior Risk
Manager will also play a key role in leading team initiatives!The
Expertise You Have
- Bachelors' Degree or equivalent with 7+ years of experience in
financial services
- Prior experience in financial services, risk management, audit,
or compliance
- Deep understanding of regulatory requirements applicable to
registered investment advisers and registered investment
companies
- Understanding of alternative investment products, such as
direct lending, crypto, and real estate preferred
- Knowledge of investment management practices and strategies,
particularly within the alternative or digital assets space a
plus.
- Confirmed problem solving, analytical, organizational, and
project management skills
- Demonstrated ability to lead working groups and maintain
collaborative, working relationships internally with business
partners
- Thrive in a dynamic organization where priorities shift to
respond to business needs
- Advanced skills in Microsoft Office suite of applications,
including Visio, Excel, and PowerPointThe Skills You Bring
- You are accountable for delivering high quality results in an
accurate and timely manner
- You are skilled in documenting and maintaining end-to-end
process flows
- You are a strategic problem-solver who approaches work with an
open mind and sense of creativity by challenging current practices
and recommending improvements to mitigate risks and drive positive
change
- You possess the ability to build strong and expansive working
relationships with internal business partners to inspire change,
improve the efficiency and effectiveness of risk management
processes
- You have excellent verbal and written communication skillsThe
Value You Deliver
- Conduct in-depth risk assessments and promote a strong control
environment by documenting robust risk and control statements,
identifying potential regulatory gaps, and making sound
recommendations for improvement
- Produce working papers that are thorough and succinctly
articulate the results of control testing
- Work simultaneously on multiple projects and shift accordingly
as priorities change
- Builds strong and inclusive working relationships, in person
and virtually, with business partners and colleagues
- Adaptable to new information, changing business priorities,
input from others, and lessons learned
- Participate in initiatives to improve existing processes within
the Risk team and champion an inclusive team environmentThe base
salary range for this position is $81,000-$137,000 per year.
-Placement in the range will vary based on job responsibilities and
scope, geographic location, candidate's relevant experience, and
other factors.Base salary is only part of the total compensation
package. Depending on the position and eligibility requirements,
the offer package may also include bonus or other variable
compensation. - -We offer a wide range of benefits to meet your
evolving needs and help you live your best life at work and at
home. -These benefits include comprehensive health care coverage
and emotional well-being support, market-leading retirement,
generous paid time off and parental leave, charitable giving
employee match program, and educational assistance including
student loan repayment, tuition reimbursement, and learning
resources to develop your career. -Note, the application window
closes when the position is filled or unposted.Please be advised
that Fidelity's business is governed by the provisions of the
Securities Exchange Act of 1934, the Investment Advisers Act of
1940, the Investment Company Act of 1940, ERISA, numerous state
laws governing securities, investment and retirement-related
financial activities and the rules and regulations of numerous
self-regulatory organizations, including FINRA, among others. Those
laws and regulations may restrict Fidelity from hiring and/or
associating with individuals with certain Criminal
Histories.Fidelity's hybrid working model blends the best of both
onsite and offsite work experiences. Working onsite is important
for our business strategy and our culture. We also value the
benefits that working offsite offers associates. Most hybrid roles
require associates to work onsite every other week (all business
days, M-F) in a Fidelity office.Certifications:Company Overview
Fidelity Investments is a privately held company with a mission to
strengthen the financial well-being of our clients. We help people
invest and plan for their future. We assist companies and
non-profit organizations in delivering benefits to their employees.
And we provide institutions and independent advisors with
investment and technology solutions to help invest their own
clients' money. Join Us At Fidelity, you'll find endless
opportunities to build a meaningful career that positively impacts
peoples' lives, including yours. You can take advantage of flexible
benefits that support you through every stage of your career,
empowering you to thrive at work and at home. Honored with a , we
have been recognized by our employees as a top 10 Best Place to
Work in 2024. And you don't need a finance background to succeed at
Fidelity-we offer a range of opportunities for learning so you can
build the career you've always imagined. blends the best of both
onsite and offsite work experiences. Having the majority of our
associates work onsite is important for our business strategy and
our culture. We also value the benefits that working offsite offers
associates. Most roles listed as Hybrid will require associates to
work onsite all business days of every other week in a Fidelity
office. This does not apply to roles listed as Remote or Onsite. At
Fidelity, we value honesty, integrity, and the safety of our
associates and customers within a heavily regulated industry.
Certain roles may require candidates to go through a preliminary
credit check during the screening process. Candidates who are
presented with a Fidelity offer will need to go through a
background investigation, , and may be asked to provide additional
documentation as requested. This investigation includes but is not
limited to a criminal, civil litigations and regulatory review,
employment, education, and credit review (role dependent). These
investigations will account for 7 years or more of history,
depending on the role. Where permitted by federal or state law,
Fidelity will also conduct a pre-employment drug screen, which will
review for the following substances: Amphetamines, THC (marijuana),
cocaine, opiates, phencyclidine. We invite you to Find Your
Fidelity at . Fidelity Investments is an equal opportunity
employer. We believe that the most effective way to attract,
develop and retain a diverse workforce is to build an enduring
culture of inclusion and belonging.Fidelity will reasonably
accommodate applicants with disabilities who need adjustments to
participate in the application or interview process. To initiate a
request for an accommodation, contact the HR Accommodation Team by
sending an email to .
We welcome those with experience in jobs such as Field Client
Relationship Manager, Billing and Posting Clerk, and Senior
Accountant and others in the Accounting and Finance to apply.
Keywords: Fidelity Investments, New England , Senior Risk Manager, Alternative Investments, Executive , Merrimack, Northeast
Didn't find what you're looking for? Search again!
Loading more jobs...